Archives
- 2011.07.21: Apple REITs 6, 7, 8 and 9 Paid Only A Fraction To Investors Seeking Redemptions Through David Lerner
- 2011.06.08: Did David Lerner Associates Violate The Law By Failing To Re-Price Apple REIT Investments?
- 2011.06.06: Will FINRA's Complaint Against David Lerner Cause Apple REIT To Deny Redemption Requests By Investors?
- 2011.06.03: Attention David Lerner Customers Invested In Apple REITs: Tips To Help Recover Your Losses
- 2011.06.02: Are The Wheels Coming Off Apple REITs Sold By David Lerner?
- 2011.06.02: David Lerner Associates, Inc. Sued By FINRA Related To Apple REITs
- 2011.05.31: FINRA Takes Aim At Brokers Selling Reverse Convertible Notes
- 2011.05.26: Reverse Convertible Notes Targeted By Massachusetts Securities Regulators
- 2011.03.25: FINRA Conducts Sweep of Marketing Materials Related To Reverse Convertible Notes
- 2011.03.21: FINRA Orders Schwab To Pay $18 million to Investors In the YieldPlus Bond Fund
- 2011.03.18: Atlanta Business Chronicle Publishes Article Co-Authored By Jason Doss on Securities Arbitration
- 2011.02.23: The Georgia Bar Journal Publishes Article Co-Authored By Attorney Jason Doss
- 2011.02.12: Attorney Jason Doss Speaks At ABA Mid-Year Meeting On Securities Arbitration In The Wake of The Dodd-Frank Act
- 2011.02.01: Attention New Birth Missionary Baptist Church Members: Immediate Steps To Take If You Suffered Investment Losses From Ephren Taylor, Capital City Corp. and/or Bishop Eddie Long
- 2011.01.12: The Doss Firm, LLC Investigating Class Cases Against Issuers of Reverse Convertible Notes
- 2011.01.06: Jason Doss quoted in Bloomberg article criticizing reverse convertible notes as toxic products
- 2010.10.20: Georgia Hedge Fund Managers Charged with Fraud and Theft
- 2010.10.19: FINRA Orders Merrill Lynch To Pay More Than $2.5 Million Related To Unit Investment Trust (UIT) Charge Discount Failure
- 2010.10.18: Fort Worth Star Telegram Lists The Retirement Challenge, A Book Co-Authored By Jason Doss As A Good Book To Guide Consumers Through Retirement Planning
- 2010.10.18: Fulton County Daily Report Publishes Article Co-Authored By The Doss Firm, LLC
- 2010.10.12: AARP Warning: Veterans Beware of Investment Scams Promising Benefits
- 2010.10.11: Is The Gold Bubble About To Burst? - Investors Beware of Gold Investment Scams.
- 2010.10.08: Study Reveals That Investors Trust Their Financial Advisors: Not Shocking? Wall Street Thinks So.
- 2010.10.07: Radio Show Host Charged in Securities Fraud Scheme
- 2010.10.06: FINRA Orders Atlanta-based SunTrust Investment Services To Pay $1.44 Million For Recommending Unsuitable UIT, Closed-End Fund and Mutual Funds To Elderly Investors
- 2010.10.05: Securities America, Inc. and Massachusetts Securities Regulators Square Off
- 2010.10.02: SEC Charges Former State Street Employees For Misleading Investors In Limited Duration Bond Fund
- 2010.09.30: Leveraged and Inverse ETFs In The Cross-Hairs of Securities Regulators
- 2010.09.29: FINRA Takes Steps To Promote Investor Choice By Proposing To Eliminate the Industry Arbitrator
- 2010.09.28: Bishop Eddie Long's New Birth Church Members Are Sitting Ducks For An Affinity Fraud Investment Scam
- 2010.09.28: FINRA Disciplines Texas-based Cambridge Legacy Securities, LLC, Oran Ben Carroll, and Russell Kent Childs
- 2010.09.27: NASAA Lists Top 10 Investment Scams and Traps
- 2010.09.14: BlackBerry Use May Entitle You to Overtime Pay
- 2010.09.01: Doss Firm Attorneys Accept Invitation To Join Logan Bleckley Inn of Court
- 2010.08.18: FINRA Warns of Social Media-Linked Investment Schemes
- 2010.08.17: FINRA Warns of Oil Spill Stock Scams
- 2010.07.14: Elder Investment Fraud and Financial Exploitation Project: A Futile Effort To Stop Elderly Financial Abuse
- 2010.05.13: The Doss Firm Quoted In On Wall Street Regarding FINRA Barring Ex-ING Broker Michael J. Dimare
- 2010.05.12: FINRA Bars Former ING Financial Broker Michael J. Dimare From Ponta Vedra Beach, Florida For Running A Ponzi Scheme
- 2010.05.03: The Doss Firm Investigates Red Box Movie Rentals For Overcharging Customers
- 2010.03.17: Warning: Estate Planning Seminars Used to Scam Retirees
- 2010.03.15: Georgia Supreme Court Rules Against Georgia Natural Gas
- 2010.02.23: The Doss Firm, LLC Sues Ameriprise Over Unsuitable Sales of Reverse Convertible Notes To Elderly Couple
- 2010.02.23: Former Merrill Lynch Financial Adviser Pleads Guilty In Investment Scheme
- 2010.02.19: The Doss Firm, LLC Is Investigating Claims Against Ameriprise Financial f/k/a H&R Block Financial Advisors For Unlawful Sales of Reverse Convertible Notes
- 2010.02.17: FINRA Fines H&R Block Financial Advisors n/k/a Ameriprise Financial and Andrew MacGill In Connection With Improper Sales of Reverse Convertible Notes
- 2010.02.10: Michael Joseph Dimare formerly with ING Financial Partners Pleads Guilty To Ponzi Scheme Fraud
- 2010.02.10: Rhea Dignam Named As Head of SEC's Atlanta Regional Office
- 2010.02.09: Stuart Title Guaranty Accused By Georgia Insurance Regulators of Bilking Consumers
- 2010.02.09: Securities and Exchange Commission Has New Plans to Catch Investment Scammers
- 2010.02.08: Beware of Scams Involving Fake Checks
- 2010.01.15: EEOC Time Limitations to File A Charge of Discrimination
- 2010.01.11: SEC Charges Florida Investment Advisors in Hedge Fund Fraud
- 2010.01.08: U.S. Attorney General Announces Task Force Dealing With Financial Crimes
- 2010.01.05: Beware of Green Energy Scams
- 2009.10.19: Federal Laws Which Prohibit Job Discrimination
- 2009.09.29: Sears, Roebuck Settles Disability Bias Lawsuit
- 2009.09.28: Michigan Stock Broker Charged By SEC For Ponzi Scheme
- 2009.09.22: AARP Joins With North Carolina To Protect Investors
- 2009.09.21: Securities and Exchange Commission Fines Regions Bank
- 2009.09.17: Church Members Sue Ex-Pastor Alleging Investment Fraud
- 2009.09.08: North Carolina Couple Charged In Connection With Investment Scheme
- 2009.08.21: Equal Employment Opportunity Commission Files Age Discrimination Suit Against AT&T
- 2009.07.16: The Gresham Company Charged in $15 Million Ponzi Scheme
- 2009.07.10: Stay Away From Insurance-Affiliated Financial Advisors
- 2009.07.07: Provident Royalties, LLC Alleged To Have Made Fraudulent Securities Offerings
- 2009.07.06: ATLANTA COMPANIES' RETIREMENT FUNDS LOSE $2.7 BILLION IN 2008
- 2009.07.06: CAN FINRA'S NEW RULE EXCLUDING INDUSTRY ARBITRATORS MAKE SECURITIES ARBITRATIONS MORE FAIR TO CONSUMERS?
- 2009.07.03: Promissory Notes Not Living Up To Promise
- 2009.07.01: Chief Accounting Officer of Beazer Homes Charged With Fraudulent Earning Management Scheme
- 2009.07.01: Prime Capital Services, a New York-Based Firm, Charged With Fraudulent And Unsuitable Sales of Variable Annuities to Florida Senior Citizens
- 2009.06.23: Is Your 401K Overconcentrated With Your Employer's Stock?
- 2009.06.17: IRS AGENT OFFERS WORDS OF CAUTION
- 2009.06.12: SEC Charges Alabama Broker-Dealer Aura Financial For Churning And Other Violations
- 2009.06.02: New York State Will Allow Ponzi Scheme Victims To Write Off Losses On Their Tax Returns
- 2009.06.01: Florida Investors: Investment Fraud On The Rise
- 2009.05.21: FloridaTrader Charged With Issuing Fake Press Release to Manipulate Stock Price
- 2009.05.18: Investment Seminars: Free Food With A Catch?
- 2009.05.06: Fee-Based vs. Commission Based Accounts: Financial Advisers' Recommendations Change With the Market
- 2009.05.06: Brokers Abandoning Wall Street Should Be A Warning Sign For Investors
- 2009.05.05: Target-Date Funds Become Target Of SEC
- 2009.05.03: Recovering Losses In Oppenheimer Champion Income Bond Fund
- 2009.04.30: State Street's Enhanced Index Bond Funds Subject Of Probe By Massachusetts Securities Regulators
- 2009.04.22: Credit-Rating Firms Assert First Amendment Protection For Ratings of Mortgage-Backed Securities
- 2009.04.21: Marietta, Georgia Attorney Pleads Guilty To Wire Fraud For Ponzi Scheme
- 2009.04.15: SEC Charges Church Leaders In Investment Fraud Scheme That Targeted Church Members
- 2009.04.11: Securities Arbitration Claims Are Up 114% This Year
- 2009.04.10: Marietta Ponzi Scheme Victims of Attorney Copeland- Are You Entitled To More Money From The U.S. Government?
- 2009.04.01: Lawsuit Claims Bank of America Aided Ponzi Scheme
- 2009.03.31: Georgia Lawyer Sued by Federal Authorites for Alleged Ponzi Scheme
- 2009.03.31: Lost Money In A Ponzi Scheme? Here Are Some Tips That May Get Your Money Back...
- 2009.03.26: SEC Files Suit Saying Investment Firm Falsely Claimed Relationship to Warren Buffett
- 2009.03.26: Avoiding Investment Schemes in Tough Economic Times
- 2009.03.25: Morgan Stanley Penalized $7 million for Failing to Adequately Supervise Brokers
- 2009.03.25: Atlanta Investment Manager Admits Defrauding Alzheimer's Patient
- 2009.03.25: Avoiding Investment Fraud: Watch Out for Red Flags!
- 2009.03.25: Georgia Man, Wendell Ray Spell, Pleads Guilty in Ponzi Scheme
- 2009.03.20: The Commodities Futures Trading Commission (CFTC) Allowed Ponzimonium To Happen
- 2009.03.20: Watch Out For Annuity Scams In This Low Interest Rate Environment
- 2009.03.19: Attention Ponzi Scheme Victims: It is Not Your Fault!
- 2009.03.18: The IRS Aids Taxpayers Who Are Victims Of Investment Fraud Schemes
- 2009.03.13: Madoff's Ponzi Scheme Is Not The First (And Will Not Be The Last)
- 2009.03.03: Finding A Broker or Investment Advisor: Who Can You Trust?
- 2009.03.02: Securities and Exchange Commission Warns Investors of Government Impersonators
- 2009.03.01: Rollover IRA: "Trustee-to-Trustee" Transfer Recommended
